Idiosophy

A physicist loose among the liberal arts

Category: fantasy Page 5 of 9

Why covet the Silmarils?

Joan Bushwell,  in an old piece called “The Tolkienian War on Science”.
(h/t Daniel Stride), explains Fëanor in a way that makes him (to me) almost sympathetic. I do have one big disagreement with the author, though. I’m on board when she calls Fëanor “the master smith/scientist/engineer”. But then she builds an analogy between Morgoth’s theft of the Silmarils and the current anxiety engineers have about intellectual property. No way. Fëanor is not upset about the theft of “intellectual property”. It’s clear that Fëanor gave away intellectual property freely – look at the alphabets for the best example. Silmarils are different. When Morgoth stole the Silmarils, Fëanor didn’t have them any more. In fact, he couldn’t even make new ones. They were like moon rocks or glacial core samples: literally irreplaceable, since we don’t fly to the Moon and the glaciers are melting.

“Intellectual property” is a bizarre legal fiction because it’s exactly the opposite of Silmarils. When (not “if”) intellectual property is stolen, the possessions of the developer are unchanged. The only thing the developer loses is the secrecy. The potential for profit.

Gandalf was fond of lecturing on topics like this, so pontification must not be too reprehensible. There are several reasons why people would want to own things and keep thieves away.

  1. They need things to live their lives, e.g. a wheelchair or a craftsman‘s tools
  2. A wish to preserve the things from harm
  3. The pleasure of accumulating things
  4. They want the status that possessions provide
  5. To exploit them for advantage in battle or its modern equivalent, trade

JRRT approves of number 1: “Would you part an old man from his support?” (III,vi) JRRT approves of number 2: “It shall be set in imperishable crystal to be an heirloom of my house…”. (II, viii) [1]

Numbers 3 & 4 are deadly sins. I’m pretty sure Morgoth was working from one of these or the other.

Number 5 isn’t morally nailed down outside of LotR, but Faramir was unambiguous: “If it were a thing that gave advantage in battle, I can well believe that Boromir, the proud and fearless, often rash, ever anxious for the victory of Minas Tirith (and his own glory therein), might desire such a thing and be allured by it.” (IV, v) Either way, it is the only one of the five that we know wasn’t motivating Fëanor.

Maybe the whole debate over Fëanor can be boiled down to an argument over which motivation he thought he was acting on.


[1] Yes, I could have chosen more weighty quotations, but Idiosophy is a hobbitish discipline.  By the way, is anything else in Middle-earth “imperishable”?

The Anti-Gollum

Over at Earth and Oak, there’s an interesting discussion going on about how seeking after knowledge can destroy characters in Tolkien’s writing. The two that are held up for our inspection are Gollum and Saruman.

By chance, a wonderful contrast to Gollum just came across my twitter feed. The Japanese space agency has just landed a pair of rovers on an asteroid, and photos are coming in.  Gollum was disappointed to learn that ‘all the “great secrets” under the mountain had turned out to be just empty night…” (LotR, I, ii). Hayabusa 2 took off into the empty night, knowing perfectly well that there were things there “which have not been discovered since the beginning.” (ibid.) Let’s go find out what they are.

The surface of asteroid Ryugu. Source

I’ve joviated at length about how I disagree with JRRT about the morality of seeking knowledge. He seems to come down on it pretty hard in LotR, despite his interest in science in real life. [1] I think the resolution is one layer down: the problem is more about keeping things secret than about finding them out in the first place. C.S. Lewis was on about the same thing in That Hideous Strength, after all.

I feel confident that the team running the Minerva II1 rovers will not come to a bad end because they’re not trying to keep secrets.  Publishing discoveries the moment they come in is a foolproof antidote for any of the moral hazards faced by scientists.

You can guess what Idiosophers think about current intellectual-property law.


[1] Now that I think of it, why is breaking white light into its component colors foolish when Saruman does it, but a thing of beauty and wonder when the Men of Gondor divert a waterfall at Henneth Annûn?

The Mighty

We are going through another peculiar convergence in the Tolkien Blogosphere, like the time we all decided to talk about smells.  Though the concept is too subtle for me, it may be another example of co-inherence. This time, we’re all thinking about Éowyn and the Witch-King.  Jerry started us off with a bedtime story for his daughter.  Then Tom picked up on the “Houses of Lamentation” mystery.[1]

I’ve been working from the classic English-teacher’s advice to pick on something that seems odd in a text, follow it, and see where it goes.  Here’s something that sounded odd to me:

But suddenly he too stumbled forward with a cry of bitter pain, and his stroke went wide, driving into the ground. Merry’s sword had stabbed him from behind, shearing through the black mantle, and passing up beneath the hauberk had pierced the sinew behind his mighty knee.

LotR, V, vi

Ask any aging athlete [2]: “mighty” is not the word for a knee. What could JRRT have meant by it?  The dictionary says “mighty” has three definitions: being very strong, being very powerful, or being very large.  None of them seems to fit. Come to think of it, Eärendil was “a mighty mariner”. I assume he was not extraordinarily large. I haven’t done much marining in my life, but I do know that the water is going to do as it wills, and the mariner just has to go along with it, so “strong” seems out of the question, too.  He must have been powerful, therefore.

This sounds like a job for a textual analysis.  What does JRRT use the word to mean?  I used an e-text of LotR and The Silmarillion to search for “mighty”, “mightier”, and “mightiest”, so see what it meant.  The word was used 104 times in LotR and 135 in The Silmarillion (all the parts; not just the Quenta). The frequency of the various meanings are in Figure 1.

graph of usage of "mighty" in Tolkien

Fig 1. Meanings of the word Mighty. Arrows point from Silmarillion to LotR

The usage of the word is fairly consistent between the two books, with two exceptions.  The first is in the sense of “powerful”, which shows a big drop from the Elder Days, and accounts for the total difference between the two books.

The second difference is in the use of “mighty” as an adverb, synonymous with “very”.  Nobody in the Silmarillion talks like that.  In LotR, most of the people who talk like that are hobbits. The complete list of people who say that is: Frodo, Sam, Pippin, Maggot, the Gaffer, Treebeard, and the talking fox. We can assume the fox learned to talk by listening to hobbits, but what’s Treebeard doing in there?  It’s a mystery. (I turned that into a trivia question on Twitter. Congratulations to Emily Austin for solving the puzzle.)

Now, what are people talking about when they call something “mighty”? This shows a major theme of Tolkien’s Legendarium, and it’s in Figure 2.

comparing mighty things in LotR and Silmarillion

Figure 2. Things that are mighty. Arrows point from Silmarillion to LotR

The legendarium, in one sense, is about the twilight of the gods, the transfer of power to us little folk, and so it can be seen here.  The Valar drop out of the picture completely. The Maiar are propped up only by Gandalf and Saruman. The Elves drop by 3/4.  The word “mighty” becomes the province of Men, the things they construct, and the natural world. Notably, Men were mighty even in the Elder Days, second only to the Elves, and they increase their share in the Third Age.  The Numenoreans are described as “mighty” more often than any other single entity, in both books.

The Enemy is mighty nine times in each book. The monsters that the Enemy created drop out almost entirely – only Old Man Willow is left, where dragons once walked that page of the dictionary.

So What?

All this has confirmed that Tolkien used the word “mighty” for a reason, but it doesn’t bring us any closer to understanding the Witch-King’s knee than I was before.  Maybe it just looked big, compared to Merry.  Maybe it’s there to make a good iambic trimeter to finish the paragraph.  Eärendil is easier: he’s chosen the Elven kind, and he gets the adjective that the Elves get in the Elder days, and which goes with them when they leave the story.

Another thing to wonder about is the characters who are not mighty.  Among the good guys, the Ents are not mighty, though trees often are.  Among the bad guys, Ungoliant and Shelob are not mighty, whether due to sexism or arachnophobia is beyond me to say. And Bombadil is not mighty either, which is a triumph of style.


[1] It did not occur to me that I was joining a Tom-and-Jerry cartoon until just now.
[2] Also antique acrobats and ancient astronauts.

Testing the Narrator’s Assertion

The narrator of The Hobbit tells us

“Now, it is a strange thing, but things that are good to have and days that are good to spend are soon told about, and not much to listen to; while things that are uncomfortable, palpitating, and gruesome, may make a good tale, and take a deal of telling anyway.”

Chapter 3, p.60

Is this true? We note that narrators of fiction are not universally applauded for their veracity, and subject the assertion to proper statistical verification.

Experimental Approach

Our team of Idiosophical researchers:

  1. Counted the number of pages in each chapter (a matter of reading the Table of Contents);
  2. Classified each chapter as to whether the events in it are Good or Uncomfortable, Palpitating, and Gruesome (a matter of arch opinion).

Results

LotR chapter lengths by type

Figure 1. Histogram of chapter lengths by type

A visual inspection of the histograms in Figure 1 shows them not to be obviously distinct.  Statistically, Pearson’s χ2 test was applied to distinguish the two.  The null hypothesis that the two histograms are the same is not rejected by the data: χ2 = 16.8 on 19 degrees of freedom; p=0.6.

The outlier at 35 pages is “The Council of Elrond”.  Although listening to ancient blowhards relate the history of the world for five or six hours is uncomfortable, the specification was “uncomfortable, palpitating, and gruesome”, which the council was not.  Especially for us, who can set the book down and go re-fill our glass any time we need to.

Conclusion

We infer from these data that the narrator was practicing upon our credulity.


Works Cited

Tolkien, J. R. R. The Hobbit. New York: Ballantine Books, 1965.
——— The Lord of the Rings. New York: Houghton Mifflin Harcourt, 2002.

Contra-Economics

Stephen Winter says a lot of nice things about Idiosophy over at Wisdom from the Lord of the Rings this week.

One thing I’d like to clarify: In case anyone concluded that the disjunctions in time in Middle-earth are a weakness in the story, I think they’re intentional. When Tolkien wanted his creation to resemble our world, he was careful to make sure his facts were correct. We have seen this in astronomy, botany, cosmology, ecology, and even in quantum physics.

But if there’s one discipline Tolkien didn’t respect, it’s economics. He went out of his way to break economic laws. The logic of economics is the logic of the Industrial Revolution, and Middle-earth was going to have none of it. So The Shire and Bree have money, but no government that coins it. The places with the most advanced technology are the ones with the lowest population density. Fast technological development in Isengard is the product of one single mind, not a collaborative community. All of these things contradict well-established economic theorems.

The one place I can think of where economic logic applies is in Lake Town. The stories people tell about the King Under the Mountain are a good application of Keynesian macroeconomics, but we readers are not encouraged to think of the Master and his guild-inspired community leaders as heroes.

That, I think, is the purpose of the steep time-gradients on the map of Middle-earth — to renounce Adam Smith and all his works. Faërie and Economics are natural enemies.

The Friendship of Kings

I love Shawn and Alan, The Prancing Pony Podcasters, but they’re such Americans sometimes. In last week’s episode, they heaped derision on Thorin Oakenshield for telling Bard, Gandalf, and the Elven-King, “Take him, if you wish him to live; and no friendship of mine goes with him.” “Him” meaning Bilbo, of course.

To our intrepid Digressors, this was childish. It sounded like a grade-schooler wielding his meaningless social connections as if they were punishments and rewards. That’s what living in America will do to you. But J.R.R. Tolkien was thinking of an older form of government. Here’s a story:

Caesar Augustus as Jove

You wouldn’t like him when he’s angry

Imperator Caesar Augustus ruled Rome though his personal network. He was the patron of millions of clients (including the entire army and navy). He didn’t have much statutory power, just a few honorary titles. But when he said something should be done, it got done, because everyone wanted to be on his good side.

One day, he learned that the Governor of Africa had “appropriated” a golden statue from a temple in his province, which Augustus had forbidden. Augustus’s response? There was no indictment, or prosecution, or sentence. All that happened was that Augustus was disappointed and sad, and told the people in attendance, “That man is no longer my friend.” When word of it got to Africa, the governor committed suicide rather than bear the shame, and the disrespect from his followers that was soon to come. That’s power.

The same attitude applied up north. For example, look at how many Anglo-Saxon kennings for “king” have the word for friend in them. There’s Folcwine, Fréawine, Goldwine, and we haven’t even gotten to England yet. So when Thorin said he had “no friendship” for Bilbo, “friend” should be read this way. Those words are not empty.

Just for fun, let’s flash forward to the Scouring of the Shire, when Pippin gets fed up with the gangsters. Pippin makes a good warrior’s boast, but that’s not the scary part.

‘I am a messenger of the King,’ he said. ‘You are speaking to the King’s friend, and one of the most renowned in all the lands of the West. You are a ruffian and a fool. Down on your knees in the road and ask pardon, or I will set this troll’s bane in you!’

The King’s friend, huh? Is it any wonder that the ruffians turned and fled?

Thee & Thouing

Lee Smith is full of good ideas these days. Her latest is a graph of the characters in LotR who call each other by the familiar pronoun.

Her graph has caused me to reconsider an earlier opinion.  I once wrote a post in which I complimented Faramir on a slick linguistic move to seduce Éowyn.  The graph, though, shows that Faramir never switched from the formal to the familiar in anything he said to her.  Worse, he went even more formal: “I will wed with the White Lady of Rohan, if it be her will.”

I hadn’t realized this until I looked in the French translation.  During all their conversations in the Houses of Healing, franco-Faramir addresses Éowyn as “Madame”. (N.B. He’s 36 years old; she’s 24.) Then, as he makes his move, he ratchets it upwards. The highest level of formality, when talking to a feudal ruler, was to address them in the third person.  We have only echoes of that in American English; we get the feeling when someone says to the Queen, “as Her Majesty commands”.

So I’ve changed my opinion. Faramir is just role-playing his feudal-prince fantasies again. (We discussed this over at Olga’s joint, a while back.)  Not that I can blame him; Lee’s graph shows that Denethor never called his son “thou”, either.  Poor guy had no idea how to use pronouns.

Lines of familiar address by chapter

Physiolindalë

Stephen Hawking passed away today.  Hawking’s cosmology began at the Beginning, with cosmogenesis.  J.R.R. Tolkien included cosmogenesis in his mythology, too.  There is a connection, unlikely though that might seem. Here’s the text from Tolkien:

There was Eru, the One, who in Arda is called Ilúvatar; and he made first the Ainur, the Holy Ones, that were the offspring of his thought, and they were with him before aught else was made. And he spoke to them, propounding to them themes of music; …

Why music? Well, ever since the Romantic period, other artists have envied the musicians. “All art aspires to the condition of music,” said Walter Pater. “Poets such as E.T.A. Hoffmann … conceived of instrumental music as the language of a higher realm,” as Jonathan Friedmann put it. If you’re a Modernist writer, and you want to express something exalted, you use the language of music to do it.

But what exactly is music? There’s no way JRRT wanted us to imagine the Valar sitting in a concert hall, so this must be referring to something outside the mainstream definition.  When we’re talking about cosmogenesis, what counts as music and what doesn’t?  Well, “music” is only slightly better defined than “literature”. I like this definition from Robert Greenberg: “music is patterns of sound in time.”  [1]

Ainulindalë does not sound like the way musicians talk, so eventually I thought of looking at it as a scientist. From a physicist’s point of view, this passage looks very different.  It’s all about building the framework within which creation can take place: the introduction of time.

This is the idea behind the Hartle-Hawking state of the universe. At the Big Bang (and shortly thereafter), time and space weren’t so clearly differentiated as we see them now, looking (as we do) at length scales of a meter or so. Essentially, there wasn’t “time” per se. The four dimensions were all muddled together. When things cooled down a bit (literally), the symmetry was broken and we got the familiar dimensions, three spatial and one temporal. Stephen Hawking, the more famous member of the team that came up with this idea, wrote about it in A Brief History of Time, in a way that’s accessible to the educated layman. (When physicists are talking to each other, it sounds like this. The American Physical Society has made all of Hawking’s papers freely available if you scroll down on that link.) Here’s roughly how Hawking described it:

Spacetime diagrams for Hartle-Hawking and MInkowski states

Our universe (left) and the way it was during the Big Bang (right)

The figure on the left shows a body moving in space (horizontal axis) and time (vertical). The “light cone” (imagine spinning the picture around the vertical axis) is the maximum velocity a body can have: the speed of light.  Massive bodies move like the black arrow, using up more time to cover less space than a light ray would. Back at the Big Bang, though, Hawking’s work showed that it all looked like space.  All lines moved sideways out from the origin. Moving in time didn’t happen until the Universe had expanded from its initial state.  Without time, there couldn’t be music.

The opening of Ainulindalë, therefore, can be read as a metaphor of the introduction of time into the universe. Or, in current jargon, the transition from Hartle-Hawking to Minkowski states.  The second sentence in the quotation above describes Eru separating time out from the other dimensions. “Music”, here, is a synecdoche of time.


[1] This is very much a late-20th-century definition, by the way.  Before the musical traditions of other continents were absorbed into musicology, and before the radical experiments of later Modernists, the definition looked rather different.

Middle-earth: the TV show

Amazon announced three months ago that they were going to make a TV series set in Middle-earth. I have now decided what I think about that. (Idiosophy is an exact science, but not a swift one.)  Good.

In my dreams, Middle-earth becomes the setting for a hundred stories by different teams, with different points of view. King Arthur became immortal that way. I do have one request, though. Can we not have all the stories be about gigantic battles? That’s really not what the Legendarium is about.

According to the press release, “The series will be set before The Lord of the Rings“.  Fine. Here are some examples of things I’d like to see:

  1. Elrond and Celebrian.  There’s a tragedy there, with elements of love story, hostage rescue, valiant sons, medical drama, and a cameo appearance by Baby Arwen.  You can save on production costs by re-using the Caradhras set from Fellowship of the Ring.
  2. Thorongil and Denethor. A buddy movie about the two young captains in the armies of Gondor. Lots of small-unit military engagements, with undercurrents of the tensions that would ultimately be the pivot of Book V.
  3. Raiders of the Barrow-downs. A horror movie about some Indiana-Jones-style treasure hunters from Bree who didn’t realize how far out of their depth they were going to get. Heroic rescue by Rangers at the end.
  4. The Adventures of Bullroarer Took. Comedy, bearing the same relationship to LotR that Rustler’s Rhapsody bears to Westerns.  Use lots of tropes for cowboy movies.

Can I have one from the Fourth Age, too?

  1. Faramir and Eowyn in Morgul Vale. Post-apocalyptic science fiction. This can be the movie that Dune so totally failed to be. Cleaning up that toxic waste dump will involve fighting monsters, razing buildings, building gardens and forests.  It ends with a stream of clean water flowing out of the valley to the Anduin.

Through Time and Space with Merry and Pippin

Like Butterbur, I think less than I talk, and slower. This particular case doesn’t count as seeing through a brick wall, though, more like an open window.

The implication of Tom’s comment on my previous post just sank in: J.R.R. Tolkien did finish his time-travel story, after all!

Merry and Pippin Journey through time as well as space

Merry & Pippin’s Journey

The fay places are omitted so the scale would be more visible.  Fourth-Age Gondor is in the 12th Century because I had the Brothers Hildebrandt calendar on my bedroom wall when I was young.

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